Rothstein Kass

Overview

Founded in 1959 and headquartered in Roseland, New Jersey, this professional services firm established itself as a specialist in audit, tax, advisory, and consulting, serving clients across the financial services sector, including hedge funds, private equity, and high-net-worth individuals. The company expanded to over 1,000 professionals across 10 U.S. offices and earned recognition as a leader in alternative investments.

Its services included strategic business counseling, regulatory compliance, insurance and risk management consulting, and family office services. Known for tailored solutions for both privately-held and publicly-traded companies, as well as families and individuals, the firm enhanced its legacy in 2014 when most of its principals and employees joined KPMG, strengthening KPMG's prominence in hedge fund auditing.

Basic Information

Contact Details

• Phone: +1 973-994-6666
• Website: rkco.com
• LinkedIn: linkedin.com/company/rothstein-kass

Key Focus Areas & Initiatives

• Audit and assurance services
• Regulatory compliance and risk management
• Tax advisory and planning for financial sector clients
• Consulting for alternative investments and private equity
• Family office services and private wealth advisory
• Business counseling for family businesses
• Digital solutions and technology consulting in finance
• AI-powered compliance and governance initiatives
• Sustainability reporting and ESG data assurance
• Operational efficiency and financial analytics

Technologies Used

• Remote
• UltraDns

Buyer Teams to Target

Finance & Accounting

• Chief Financial Officer
• Controller
• Director of Accounting
• Senior Accountant
• Manager of Financial Reporting
• Audit Manager

Risk & Compliance

• Chief Compliance Officer
• Risk Manager
• Regulatory Affairs Director
• Internal Auditor
• Director of Regulatory Compliance
• Senior Compliance Analyst

Technology & Innovation

• Chief Information Officer
• Director of IT
• IT Security Manager
• Technology Solutions Architect
• Business Intelligence Manager
• Data Analytics Lead

Client Advisory & Consulting

• Managing Director, Advisory Services
• Director of Client Services
• Family Office Advisor
• Senior Consultant
• Director of Business Development
• Principal, Alternative Investments

What They Buy

• Audit and assurance software solutions
• Regulatory compliance and risk management tools
• Data analytics and business intelligence platforms
• Client relationship management (CRM) systems
• Document management and digital workflow tools
• IT security and cybersecurity services
• Financial modeling and reporting software

Signals to Watch

• 📆 New contracts for audit or compliance projects
• 💼 Expansion into new financial service offerings
• 🧑‍💻 Adoption of new technology or software platforms
• 🤝 Announced partnerships with investment firms
• 🗺️ Entry into new geographic markets
• 🚀 New advisory or digital innovation initiatives